COMPLIANCE AND LEGAL

Alyssa Duffy
Alyssa Duffy, Director

Alyssa Duffy is Director, Legal Counsel at Charles Schwab & Co, Inc. (“Schwab”), supporting Charles Schwab Investment Advisory, Inc. (“CSIA”). She has over 20 years of experience in financial services and is responsible for providing day-to-day legal support related to the firm's investment management processes, compliance programs, trading operations, contract negotiations, and regulatory advocacy. Prior to joining Schwab, Alyssa was the General Counsel at the nation's largest college savings company, Ascensus College Savings, and at Fidelity Investment supporting their investment advisory business.

Alyssa earned her juris doctorate from Suffolk University Law School and her bachelor of arts from Drew University. She is a member of the Massachusetts Bar.

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