RISK OVERSIGHT

Stephanie Surette
Stephanie Surette, Managing Director

Stephanie Surette is Managing Director, Supervision and Controls at Charles Schwab Investment Advisory, Inc. ("CSIA"). She began supporting the Windhaven and ThomasPartners Strategies in 2015 and is responsible for facilitating CSIA’s operational risk management program. Previously, Stephanie worked at Commonwealth Financial Network for nine years in various compliance and risk mitigation roles.

Stephanie earned a B.A. from Brandeis University, and a J.D. from Suffolk University Law School. She is also a member of the Massachusetts bar.

BACK TO TEAM